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  • Disclosures

    IMPORTANT DISCLOSURE INFORMATION

    Williams Financial Management, LLC (“WFM”) is a state registered investment advisor located in Bennington, Vermont.  WFM and its representatives are in compliance with the current filing requirements imposed upon Vermont registered investment advisors by those states in which WFM maintains clients. WFM may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. WFM’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links.  Accordingly, the publication of WFM’s web site on the Internet should not be construed by any consumer and/or prospective client as WFM’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.  Any subsequent, direct communication by WFM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of WFM, please contact the state securities regulators for those states in which WFM maintains a notice filing.  A copy of WFM’s current written disclosure statement discussing WFM’s business operations, services, and fees is available from WFM upon written request. WFM does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to WFM’s web site or incorporated herein, and takes no responsibility therefore.  All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

    Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by WFM), will be profitable or equal any historical performance level(s).

    Certain portions of WFM’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, WFM’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date.  Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s).  Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from WFM, or from any other investment professional. WFM is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

    Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if WFM is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of WFM by any of its clients.  Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized advisor.

    Each client and prospective client agrees, as a condition precedent to his/her/its access to WFM’s web site, to release and hold harmless WFM, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from WFM.

    WILLIAMS FINANCIAL MANAGEMENT LLC IS A REGISTERED INVESTMENT ADVISER IN VERMONT. WE ARE ALLOWED TO DO BUSINESS IN VERMONT AND OTHER STATES WHERE WE ARE REGISTERED, EXEMPTED OR EXCLUDED FROM REGISTRATION. INFORMATION PRESENTED HERE IS FOR EDUCATIONAL PURPOSES ONLY AND DOES NOT INTEND TO MAKE AN OFFER OR SOLICITATION FOR THE SALE OR PURCHASE OF ANY SPECIFIC SECURITIES PRODUCT, SERVICE OR INVESTMENT STRATEGY. INVESTMENTS INVOLVE RISK AND UNLESS OTHERWISE STATED, ARE NOT GUARANTEED. BE SURE TO FIRST CONSULT WITH A QUALIFIED FINANCIAL ADVISER, TAX PROFESSIONAL, OR ATTORNEY BEFORE IMPLEMENTING ANY STRATEGY OR RECOMMENDATION DISCUSSED HERIN.

    Williams Financial Management, LLC throughout this website has provided links to various other websites, news links, or video content. While Williams Financial Management, LLC believes this information to be current and valuable to its clients, Williams Financial Management, LLC provides these links on a strictly informational basis only and cannot be held liable for the accuracy, time sensitive nature, or viability of any information shown on these sites.